In a noteworthy decision refining application of the Securities Litigation Uniform Standards Act (SLUSA), the Ninth Circuit recently held that SLUSA did not bar a state law class action for alleged breach of fiduciary duties brought by investors against a financial advisory firm. In Anderson v. Edward D. Jones & Col, L.P, decided in
Kevin Crisp represents clients in commercial litigation, including finance litigation, as well as in government investigations. With prior experience working in the banking and securities industries, Kevin can appreciate and address the challenges his clients face.
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